VP AML / OFAC Compliance Officer / Advisory (Financial Security) Job at Crédit Agricole CIB, New York, NY

MGZWQ0VzbGpLaVNpRHZncC9JSjRXNFJzaHc9PQ==
  • Crédit Agricole CIB
  • New York, NY

Job Description

Summary:

This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank’s staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act.

Key Responsibilities:

  • Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.
  • Review and issue regulatory guidance to Bank staff on proposed activities and transactions.
  • Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank’s policies and procedures.
  • Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures.
  • Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions.
  • Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments.

Management and Reporting:

The position reports directly to the Head of Advisory – Financial Security.

Key Internal Contacts:

The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.

Key External Contacts:

The employee may have occasion to interact with external auditors and/or regulators during exams.

KNOWLEDGE AND SKILLS

Qualifications/Education Required:

College Degree

Experience Required:

5-10 years

CAMS Certification preferred

Competencies:

Knowledge of US AML and OFAC regulations

Knowledge of International AML and Sanctions regulations preferred

Skills & Knowledge Requirements desired:

IT Knowledge of Payment systems

IT Knowledge of AML tools

Job Tags

Bank staff,

Similar Jobs

VitalCore Health Strategies

Certified Medical Assistant (CMA) Job at VitalCore Health Strategies

 ...support to medical staff and delivers exceptional patient care. The primary responsibilities of the CMA include assisting physicians and nurses in a clinical setting, managing patient information, and performing various clinical and administrative tasks. This role requires a... 

Artech L.L.C.

Presentation Designer/Graphic Designer Job at Artech L.L.C.

 ...24/7 department that produces live deal, pitch book and custom design materials for high-profile investment banking transactions....  ...institution essential Intermediate knowledge of industry standard graphic design applications essential Skills: Intermediate... 

Motion Recruitment

Graphic Designer Job at Motion Recruitment

 ..., an American retailer that owns and operates 4 brands that are well known, is looking for someone to join their team as a Graphic Designer in San Francisco, California. *This is a W2 contract with benefits!* In this role, you will be working with the in-house... 

Steele Creek Animal Hospital

Surgical Vet Assistant or Tech Job at Steele Creek Animal Hospital

 ...like cold laser, thermography, acupuncture, holistic medications and many other therapies to help our patients recover from surgery or just feel better due to changes from aging or injury. Many hospitals in the Charlotte area send us referrals. Our management team... 

Acton Academy Silicon Valley

Apprentice Teacher (Guide) Job at Acton Academy Silicon Valley

 ...Teacher / Guide (Elementary School) at Acton Academy Silicon Valley Description: Do you want to change the world? Are you passionate about fostering a love of learning in others through creativity, insightful questioning, and real-life applications? Join our mission...